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Section 13 Filings: What You Need to Know
Cindy MacPherson
Section 13 of the Securities and Exchange Act of 1934 requires investment managers of certain publicly-traded equity securities to file reports on …
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Updates to Form 24F-2
Cindy MacPherson
In a release on April 8, 2020, the Securities and Exchange Commission (SEC) approved the requirement for filers to submit Form 24F-2 using an XML …
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Regulation Crowdfunding: Online Intermediaries
Brad Packard
In a previous blog related to Regulation Crowdfunding, we discussed the basics of conducting an equity crowdfunding campaign, as well as the benefits …
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EDGAR Release 20.4
Amin Kassim
On December 9, 2020, the Securities and Exchange Commission (SEC) announced the release of EDGAR 20.4, a software upgrade that became effective …
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