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SEC Proposes Rule Changes to Prevent Deceptive Fund Names
Cindy MacPherson
On May 25, 2022, the Securities and Exchange Commission (SEC) proposed an amendment to the Investment Company Act of 1940’s “Names Rule.” The Names …
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SEC Proposes to Enhance Disclosures About ESG Investment Practices
Sonja Fracisco
On May 25, 2022, the Securities and Exchange Commission (SEC) proposed amendments to rules and forms to promote consistent, comparable information …
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SEC Proposes Changes to Registration and Regulation of Security-Based Swap Execution Facilities
Cindy MacPherson
On April 6, 2022, the Securities and Exchange Commission (SEC) proposed Regulation SE to modify the registration and regulation of security-based …
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SEC Proposal: Filing Fee Disclosure
Cindy MacPherson
On October 24, 2019, the SEC released a proposal to require filing fee disclosures to be tagged using Inline XBRL (iXBRL). These changes would affect …
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