Disclosure Improvements for Variable Insurance Products
Disclosure Improvements for Variable Insurance Products Cindy MacPherson, Analyst On October 30, 2018, the Securities and Exchange Commission (SEC) proposed a rule change to the disclosure requirements for variable annuities and …
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Regulation Crowdfunding: Your Guide to Form C
Regulation Crowdfunding: Your Guide to Form C Brad Packard The Form C is an offering statement filed by businesses looking to raise capital from accredited and non-accredited investors through online …
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COVID-19: Relief for Public Companies, Investment Funds, and Advisors
COVID-19: Relief for Public Companies, Investment Funds, and Advisors Brad Packard It is hard to imagine a company that has not been impacted by the COVID-19 pandemic. Thousands of businesses are now working completely remotely, …
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What Do I Need to Know About Regulation A (Part 2)
What Do I Need to Know About Regulation A (Part 2) Cindy MacPherson In Part I of this blog, we explained the requirements for Regulation A filings and the differences from other initial offerings. Part II  will dive …
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New Year, New Taxono[Me]
New Year, New Taxono[Me] Amin Kassim On December 20, 2019, the Financial Accounting Standards Board (FASB) and the Financial Accounting Foundation (FAF) announced the release of the 2020 …
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What Do I Need to Know About Regulation A (Part I)
What Do I Need to Know About Regulation A (Part I) Cindy MacPherson Regulation A, sometimes referred to as a mini-IPO, is an exemption from the standard registration requirements for companies that offer securities …
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