DQC Updates for Variable Interest Entities (VIE)
DQC Updates for Variable Interest Entities (VIE) Cindy MacPherson The Data Quality Committee (DQC) released version 10 of its ruleset on October 1, 2019. Since the introduction of the 2020 US-GAAP taxonomy, some of …
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DQC Rules Update: Version 12
DQC Rules Update: Version 12 Cindy MacPherson The Data Quality Committee (DQC) has released its 12th ruleset for US-GAAP and IFRS filers for public review. This latest update includes five new …
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Variable Insurance Products (VIP) Draft Taxonomy
Variable Insurance Products (VIP) Draft Taxonomy Cindy MacPherson, Analyst On March 11, 2020, the Securities and Exchange Commission (SEC) adopted a proposal and released a draft taxonomy for changes to the Variable …
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Raising Capital Under Regulation D
Raising Capital Under Regulation D Brad Packard Form D is a notice of exemption from the requirement, under the Securities Act of 1933, that any issuance of securities must be registered with the …
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COVID-19: Keeping Markets Running While Protecting Investors
COVID-19: Keeping Markets Running While Protecting Investors Brad Packard In recent blogs, we have discussed the Securities and Exchange Commission’s (SEC) response to the coronavirus pandemic relating to mutual funds, …
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Covid-19: Relief for Small Businesses
Covid-19: Relief for Small Businesses Brad Packard On May 4th, 2020 the Securities and Exchange Commission (SEC) announced that it would be providing temporary relief to small businesses affected by …
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