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SEC Releases Report on GameStop Activity
Cindy MacPherson
In January 2021, shares of GameStop went from a price of $18 per share to a high of $480 per share due to both market factors and its popularity as a …
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How Recent SEC Action Against Cryptocurrency Lenders Could Signal Regulation for the Entire Crypto Market
Brad Packard
Throughout 2021 the Securities and Exchange Commission (SEC) has had its eyes on cryptocurrencies, but as of yet has not taken any serious action …
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Proposal: 11-K’s and Electronic Filings
Cindy MacPherson
On November 4, 2021, the Securities and Exchange Commission (SEC) proposed an amendment that would require Form 11-K to be filed in a structured data …
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SEC Publishes Rule Proposals Impacting Structured Data Requirements
Sonja Fracisco
On December 15, 2021, the Securities and Exchange Commission (SEC) published the following three new rule proposals which have structured data …
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Performance-Based Investment Advisory Fees Update
Amin Kassim
On November 4, 2021, the Securities and Exchange Commission (SEC) issued amendments to Rule 205-3 under the Investment Advisers Act of 1940 …
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EDGAR Release 21.4 & New DEI Taxonomy
Amin Kassim
On September 20, 2021, the Securities and Exchange Commission (SEC) issued a Draft Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Filer …
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